- ALGAE:
Blue-green algae (cyanobacteria)
are among the most primitive life forms on Earth. Their cellular structure
is a simple prokaryote. They share features with plants, as they have
the ability to perform photosynthesis. They share features with primitive
bacteria because they lack a plant cell wall. Interestingly, they also
share characteristics of the animal kingdom as they contain on their
cellular membrane complex sugars similar to glycogen. Among blue-green
algae we find both edible and toxic species, adapted to almost any of
the most extreme habitats on Earth, including deep-sea vents, hot springs,
and Antarcticas ice. Edible blue-green algae, including Nostoc,
Spirulina, and Aphanizomenon species have been used for food for thousands
of years. Habitats with sufficient algae growth include the Pacific
Ocean near Japan and Hawaii, and large freshwater lakes, including Lake
Chad in Africa, Klamath Lake in North America, Lake Texcoco in Mexico,
and Lake Titikaka in South America.
EFFECTS OF BLUE-GREEN ALGAE
ON INNATE (NON-SPECIFIC) IMMUNITY
Several studies have examined the use of
whole blue-green algae in the context of the normal functioning immune
response. In our lab, one study using oral doses of 1.5 grams of the
blue-green algae Aphanizomenon flos-aquae on healthy human volunteers
revealed it slightly decreases the phagocytic activity of polymorph
nucleated cells in vitro.5 This may indicate an anti-inflammatory, rather
than anti-phagocytic effect on human neutrophils.
In a study looking at the phagocytic function
of cat bronchoalveolar macrophages in vitro, the percentage of cells
that phagocytosed cells increased when they were exposed to a water-soluble
extract of Spirulina for two hours. The number of particles ingested
by the phagocytic macrophages did not change when compared to control
cultures.
In another study, mice were fed a Spirulina-supplemented
diet (10% of the dry weight of food) for ten weeks, and the ability
of peritoneal macrophages to ingest latex particles was evaluated in
vitro. The results of this study showed a slight increase in the percentage
of phagocytic cells (4.6%; from 91.3 to 95.9%).7 A similar effect was
observed in chickens.8
In addition, murine peritoneal macrophages
exposed in vitro to a hot-water extract of Spirulina for 24 hours secreted
a substance, (speculated to be IL-1), which induced thymocyte proliferation.7
In the same study, the ability of spleen cells extracted from algae-fed
mice to proliferate in response to mitogens was examined in vitro. These
experiments showed that splenic cells isolated from algae-fed mice proliferated
more when exposed to certain mitogens compared to control mice.
The effect of blue-green algae on non-specific
immunity has also been examined at the level of natural killer (NK)
cell activity. Using a standard chromium release assay, splenic leukocytes
from chickens fed blue-green algae were shown to exhibit greater anti-tumor
cell activity when compared to those of control animals. The authors
speculate that blue-green algae may increase NK cell activity via the
production of cytokines such as interferon.
In a study designed to investigate the
mechanism behind the immunostimulatory effect of blue-green algae on
the human monocyte/macrophage cell line THP-1, a crude extract of the
blue-green algae Aphanizomenon flos-aquae was used to stimulate the
cell line. The extract was half as potent as LPS in activating NF-kB,
and the purified molecule is ten times more potent than LPS (Pasco,
manuscript in press). The molecule responsible for this activation has
been identified as a novel polysaccharide.
Thus, multiple studies on whole blue-green
algae in humans, mice, rats, cats, and chickens have demonstrated an
effect on phagocytosis, NK cell function, and inflammation. Some differences
exist in the data, including the mild reduction of phagocytic activity
in humans after algae consumption, in contrast to the increase of phagocytosis
among bronchoalveolar macrophages. The cell types and experimental set-ups
vary, and further studies are needed to establish the exact biochemical
mechanisms involved.
EFFECTS OF BLUE-GREEN ALGAE ON SPECIFIC
IMMUNITY
Hayashi examined the effect of an algae-supplemented
diet on the ability to build a specific immune response to sheep red
blood cells. After immunizing mice (either once to measure the primary
response or twice for the secondary response), they found that mice
fed with the algae-supplemented diet showed increased numbers of splenic
IgM anti-body-producing cells when compared to control animals. Interestingly,
this finding only held true for the primary immune response, as the
IgG antibody production in the secondary immune response was hardly
affected. In experiments involving chickens, there were no differences
observed in anti-sheep red blood cell antibodies during primary responses,
while antibody titers for the secondary response in algae-fed chickens
were augmented compared to control animals. The differences may reflect
the anatomical differences between the rodent and chicken immune systems.
Hayashi examined other antibody classes
such as IgA and IgE in the context of mice orally immunized with a crude
shrimp extract. They found that whereby both IgA (intestinal) and IgE
(in serum) levels increased with antigen challenge, only IgA levels
showed a greater enhancement in secretion with concurrent treatment
with Spirulina extract (five-week feeding regimen). From this study
they concluded that blue-green algae does not seem to induce or enhance
food allergic IgE-dependent reactions. Furthermore, they suggest that
when ingested along with or before a potential antigenic threat, blue-green
algae may enhance IgA antibody levels to protect against food allergies.
Along the same lines, further studies have
suggested that blue-green algae may inhibit mast cell-mediated type
I allergic reactions and even the anaphylactic reaction in rats. By
injecting a blue-green algae extract intraperitoneally (100-1000mg/g
body weight) one hour prior to an allergic challenge, mortality induced
by the anaphylactic compound 48/80 was decreased, local allergic reaction
activated by anti-dinitrophenyl (anti-DNP) IgE was inhibited, and serum
histamine levels were decreased. In vitro experiments from this group
provided similar results.
EFFECTS OF BLUE-GREEN ALGAE ON LEUKOCYTE
TRAFFICKING
Much attention with regards to dietary
modulation of the immune system has been given to stimulating activity
of various immune cell types such as the phagocytic activity of macrophages,
or the tumoricidal activity of natural killer cells. However, immune
cell trafficking and the recruitment of immune cells from the systemic
circulation are of equal importance. A recent study by Jensen et al
involving humans demonstrated that the blue-green alga Aphanizomenon
flos-aquae was able to trigger within two hours the migration of nearly
40% of the circulating natural killer cells. This effect was significantly
more pronounced in long-term consumers than in naïve subjects.
In the same study, Aphanizomenon flos-aquae was also shown to stimulate
the mobilization of T and B lymphocytes. This effect appeared cell-type
specific since no changes were observed on polymorph nucleated cells.
ANTI-INFLAMMATORY PROPERTIES OF BLUE-GREEN
ALGAE
Blue-green algae in general contain a significant
amount of carotenoids, namely beta carotene, lycopene, and lutein, providing
it with good antioxidant properties. By their quenching action on reactive
oxygen species, antioxidants carry intrinsic anti-inflammatory properties.
However, blue-green algae also contains specific anti-inflammatory properties
as a result of their high phycocyanin content. Phycocyanin is a photoharvesting
pigment that provides the intense blue color in blue-green algae. It
can constitute up to 15% of the dry weight of a blue-green algae harvest.
C-phycocyanin is a free radical scavenger, and has significant hepatoprotective
effects. Phycocyanin was shown to inhibit inflammation in mouse ears
and prevent acetic acid induced colitis in rats. The anti-inflammatory
effect seemed to be a result of phycocyanin to inhibit the formation
of leukotriene B4, an inflammatory metabolite of arachidonic acid.
In a study performed in rats, the blue-green
algae Aphanizomenon flos-aquae was also shown to decrease the plasma
level of arachidonic acid. Aphanizomenon flos-aquae contains significant
amounts of the omega-3 alpha-linolenic acid. Omega-3 fatty acids have
been shown to inhibit the formation of inflammatory prostaglandins and
arachidonate metabolites. Since Spirulina contains significant amounts
of omega-6 gamma-linolenic acid, the anti-inflammatory properties of
Spirulina must be due to different biochemical pathways.
ANTI-VIRAL EFFECTS
As part of its program aimed at discovering
new anti-tumor and anti-viral agents in natural sources, the National
Cancer Institute isolated extracts of blue-green algae (Lyngbya lagerheimii
and Phormidium tenue) that were found to protect human lymphoblastoid
T cells from the cytopathic effect of HIV infection. Upon further investigation,
a new class of HIV inhibitory compounds called the sulfonic acid-containing
glycolipids were isolated; the pure compounds were found to be strikingly
active against the HIV virus in the p24 viral protein and syncytium
formation assays. Since this discovery, there has been further investigation
into other species of blue-green algae for compounds with anti-viral
properties. Some compounds worthy of mention include a protein called
cyanovirin-N which appears to irreversibly inactivate diverse strains
of the HIV virus and to inhibit cell-to-cell and virus-to-cell fusion.
Other studies using a water-soluble extract of blue-green algae have
found a novel sulfated polysaccharide, calcium spirulan (Ca-SP), to
be an antiviral agent. This compound appears to selectively inhibit
the penetration of enveloped viruses (Herpes simplex, human cytomegalovirus,
measles virus, mumps virus, influenza A virus, and HIV-1) into host
cells, thereby preventing replication. A review of anti-HIV activity
of extracts from blue-green algae has been recently published.
ANTI-CANCER EFFECTS
An early study on blue-green algaes
cancer-preventive properties in humans was performed on tobacco-induced
oral leukoplakia. Mathew et al found that oral supplementation with
Spirulina fusiformis resulted in complete regression of 57% of subjects
with homogenous leukoplakia. After discontinuation of Spirulina supplementation,
almost half of the complete responders developed recurrent lesions.
In other studies, extracts of blue-green
algae have been used to treat cancer in animal models. In one model,
ingestion of an extract of Spirulina and Dunaliella was shown to inhibit
chemically-induced carcinogenesis in hamster buccal pouches. Earlier
studies often attributed the anti-cancer effect of algae to its content
in carotenoids since beta-carotene has been shown to have an effect
similar to that of algae extract. Amore recent study, however, showed
that the sulfated polysaccharide mentioned above, Ca-SP, appears to
inhibit tumor invasion and metastasis. Both the in vitro and in vivo
effects of Ca-SP suggest that the intra-venous administration of Ca-SP
reduces the lung metastasis of melanoma cells by inhibiting the tumor
invasion of the basement membrane. Awater-based extract of Aphanizomenon
flos aquae containing high concentrations of phycocyanin inhibited the
in vitro growth of one out of four tumor cell lines tested, indicating
that at least some tumor cell types may be directly sensitive to killing
by phycocyanin (Jensen et al, manuscript in preparation). Another fresh-water
blue-green algae, Phormidium tenue, contains several diacyl-glycerol
compounds which effectively inhibited chemically-induced skin tumors
in mice. In addition, Spirulina was shown to have a modulatory effect
on hepatic carcinogen metabolizing enzymes.
Of major interest to ongoing research in
inflammation as well as breast cancer is the finding that C-phycocyanin
selectively inhibits COX-2, but has no effect on COX-1. The COX enzymes
are involved in prostaglandin synthesis. Since COX-2 is over-expressed
in many breast cancer cells, and inhibition of COX-2 leads to a markedly
reduced tumor growth and blocks angiogenesis, the finding that phycocyanin
specifically interferes with this pathway holds promise.
BLUE-GREEN ALGAE AS A BIOMODULATOR
Besides their effects on the immune system,
blue-green algae have also been reported to modulate other systems and
improve metabolism. In the past few years increasing attention has been
given to the study of the therapeutic effects of blue-green algae. The
anecdotal claims for such effects are numerous. Although there is limited
data from controlled animal or clinical studies, such claims include
improvement in condition of Alzheimers patients, overall enhancement
of immune response, improvement in fibromyalgia, control of hypertension,
alleviation of depression and chronic fatigue, increased stamina, healing
of internal and external lesions, increased mental acuity, and general
improvement in overall well-being. This last section will review the
scientific evidence supporting the therapeutic effects of blue-green
algae.
EFFECTS ON METABOLISM
Several reports from different labs have
shown that certain species of blue-green algae have cholesterol-lowering
effects in animal and human models. In feeding experiments in rats,
two studies have reported that the elevation in total cholesterol, LDL,
and VLDL cholesterol in serum caused by cholesterol feeding was reduced
when the high cholesterol diet was supplemented with 16% and 5% blue-green
algae, respectively. In addition, Kato found that adipohepatosis induced
by a high fat and high cholesterol diet was cured rapidly when the diet
was supplemented with algae. Investigations into the mechanism of this
phenomenon led to the finding that the algae-fed group showed a statistically
significant increase in the activity of lipoprotein lipase, a key enzyme
in the metabolism of triglyceride-rich lipoproteins.
The hypocholesterolemic effect of blue-green
algae was also observed in humans in a study conducted on 30 patients
with mild hyperlipidemia and mild hypertension. Patients took 4.2 grams
of algae or placebo per day, and were observed for two months. At the
end of the study, patients taking the algae showed a significant reduction
of LDL-cholesterol (p<0.05) compared to the control group. LDL cholesterol
increased back to baseline levels after administration of the algae
was discontinued. In addition to lowering LDL cholesterol levels, the
atherogenic index (a measure of fat deposition in arteries) declined
significantly after four weeks of algae consumption.
In a recent study by Kushak et al, rats
were fed the blue-green alga Aphanizomenon flos-aquae and total cholesterol
level was monitored. After 43 days, cholesterol levels were significantly
decreased when compared to the control group. Although Aphanizomenon
flos-aquae contains a significant amount of the omega-3 polyunsaturated
linolenic acid, the effect on cholesterol levels seemed unrelated to
the lipid content of the diets. Kushak et al proposed that the hypocholesterolemic
effect of Aphanizomenon flos-aquae may be due to its chlorophyll content
which was shown to stimulate liver function and decrease blood cholesterol.
In a double-blind crossover study involving
human patients, supplementing the diets of obese outpatients with 2.8
grams of blue-green algae three times daily over a four week period
resulted in a statistically significant reduction of body weight. In
a study measuring the effect of blue-green algae on glucose levels in
diabetic rats, the water-soluble fraction was found to be effective
in lowering the serum glucose level at fasting, while the water insoluble
fraction suppressed glucose levels at glucose loading. In another study
investigating the effect of the blue-green alga Aphanizomenon flos-aquae
on rat intestinal mucosal digestive enzymes, it was observed that this
alga specifically inhibited the activity of maltase and sucrase in a
dose-dependent manner. Furthermore, this decrease in enzymatic activity
was accompanied by a dose-dependent decrease in blood glucose.
CONCLUSION AND SUMMARY
Research results based on the numerous
isolated compounds from blue-green algae warrant the exploration of
using whole algae as conjunctive therapy due to the possible synergistic
effects of many phytochemicals within the whole algae. The emergence
of composite algae supplements in contrast to single algae supplements
may also yield further anti-inflammatory, immune-boosting, and metabolic
benefits. A significant body of data suggests that blue-green algae
immunoenhancing properties could be useful in the adjunct treatment
of various diseases involving 1) suppressed or exhausted immune system,
and 2) inappropriate immune response including allergies, autoimmune
diseases, and chronic inflammatory conditions. The data presented also
suggests that blue-green algae could be useful as an adjunct in the
treatment of cancer and AIDS, and calls for the design of controlled
human clinical studies.
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The overall conclusion is that blue-green
algae may have benefits on lipid and sugar metabolism, as well as liver
function. Further human studies are needed to address the feasibility
of using blue-green algae in conjunction with cholesterol-lowering medication.